Tag Archives: inequality

The Patriarchal Age

1753-1557 BCE

The time of the Biblical Patriarchs. Abraham, Isaac, and Jacob, is sometimes called the Patriarchal Age. If there is a kernel of truth to the Biblical stories, the Patriarchal Age probably goes back to the early third millennium. But the concept applies more broadly. A recent title says it: “A recent bottleneck of Y chromosome diversity coincides with a global change in culture.” This figure shows it.
patriarchy
The left panel shows effective population sizes based on Y chromosome DNA, transmitted down the male line. The right panel shows effective population sizes based mitochondrial DNA, transmitted down the female line. The dramatic dip on the left panel, where effective population sizes go way down in the last ten thousand years, means that there was a period, from the initial spread of major language families to near the dawn of history, where just a few men were leaving lots of descendants in the male line. This must reflect a time when polygyny – some men taking multiple wives, others not reproducing at all – was common. But this pattern probably reflects more than just polygyny. It probably also reflects a continuing advantage, carried over many generations, for some male lines of descent. In other words, back in the day, not just did Lord Y (or whoever) have many wives and many sons, but his sons, his sons’ sons. his son’s son’s sons, and so on, had many offspring. This probably implies some kind of long-term social memory, such that that the “Sons of Y” or the “House of Y” had a privileged position for many generations.

Australian Aborigines, subjects of our last two posts, often have high frequencies of polygyny, but mostly don’t keep track of genealogies over the long term. Men can tell you what kin terms they apply to other people, but they mostly don’t know their ancestry past a few generations. If I’m an Aborigine, it’s enough to know that my father called some other man “brother,” to know that that I call that man’s children my “siblings.” I don’t have to know the actual genealogy. But many Eurasian societies have been different. People can give you a line of begats stretching back many generations. For example, Kirghiz boys from a young age were expected to be able to tell you their “seven fathers”, i.e. their father, their father’s father, and so on, for seven generations. Having prominent ancestors inthe male line is a form of social capital. Even very large groups may claim descent from ancestors going way back. These stories – the tribes of Israel going back to the sons of Jacob, Greek patrilineages going back to the sons of Hellen (a guy, no relation to Helen of Troy), Indian Brahmins belonging to different ancestral gotras (patrilineal clans) going back to Vedic times – must have been heavily fictionalized. But maybe not completely.

Eurasian history is often told as the story the rise of states and empires. But it’s also the story of the rise of patrilineal descent groups (and the heavy policing of female sexuality to make sure of paternity in the male line). One thing we’ll see in posts to come is how the relationship between State and Clan played out differently in different civilizations.

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Write and wrongs

Here’s one account of the origin of the first system of writing in Mesopotamia:

The immediate precursor of cuneiform writing was a system of tokens. These small clay objects of many shapes – cones, spheres, disks, cylinders, etc. – served as counters in the prehistoric Near East and can be traced to the Neolithic period, starting about 8000 B.C. … The development of tokens was tied to the rise of social structures, emerging with rank leadership, and coming to a climax with state formation. Also, corresponding to the increase of bureaucracy, methods of storing tokens in archives were devised. One of these storage methods employed … simple hollow clay balls in which the tokens were placed and sealed. … Accountants eventually [turned to] imprinting the shapes of the tokens on the surface of the envelopes [balls] prior to enclosing them. An envelope containing seven ovoids, for example, bore seven oval markings. The substitution of signs for tokens was a first step toward writing. Fourth millennium accountants soon realized that the tokens within the envelopes were made unnecessary by the presence of markings on the outer surface. As a result tablets … replaced the hollow envelopes filled with tokens.

Schmandt-Besserac How Writing Came about

(Hat tip to commenter Eric for the reference.)

Examples of tokens and corresponding pictographs below:

tokens : writing

And here is Claude Lévi-Strauss (Tristes Tropiques) on the original function of writing:

Writing is a strange invention. One might suppose that its emergence could not fail to bring about profound changes in the conditions of human existence, and that these transformations must of necessity be of an intellectual nature. The possession of writing vastly increases man’s ability to preserve knowledge. It can be thought of as an artificial memory, the development of which ought to lead to a clearer awareness of the past, and hence to a greater ability to organize both present and future. After eliminating all other criteria which have been put forward to distinguish between barbarism and civilization, it is tempting to retain this one at least: there are peoples with, or without, writing; the former are able to store up their past achievements and to move with ever-increasing rapidity towards the goals they have set themselves, whereas the latter, being incapable of remembering the past beyond the narrow margin of individual memory, seem bound to remain imprisoned in a fluctuating history which will always lack both a beginning and any lasting awareness of an aim.

Yet nothing we know about writing and the part it has played in man’s evolution justifies this view. … If we ask ourselves what great innovation writing was linked to, there is little we can suggest on a technical level apart from architecture. … To establish a correlation between the emergence of writing and certain characteristic features of civilization, we must look in quite a different direction. The only phenomenon with writing has always been concomitant is … the integration of large numbers of individuals into a political system and their grading into castes or classes. … At the time when writing first emerged, it seems to have favored the exploitation of human beings rather than their enlightenment. This exploitation, which made it possible to assemble thousands of workers and force them to carry out exhausting tasks, is a … likely explanation of the birth of architecture. My hypothesis, if correct, would oblige us to recognize the fact that the primary function of writing is to facilitate slavery.

(To follow up on the preceding post about empires before history: Lévi-Strauss acknowledges that there have been empires without writing, but argues that the lack of writing kept them from enduring long.)

 

Roots and grains, clans and kings

9.8-9.3 thousand years ago

Agriculture got started in the Near East by 10,000 years ago, yesterday on Logarithmic History. But a very different agricultural system may have begun around today’s date on the margins of Kuk Swamp in the highlands of New Guinea. This early date is controversial, but agriculture was clearly in place by around 6.5 kya.

The folks at Kuk Swamp were harvesting (and at some point cultivating) root and tree products: taro, yams, and bananas. We know relatively little about the early history of such crops, and their New World counterparts like manioc and sweet potatoes, since they don’t preserve as well as grains like wheat, rice, and corn/maize.

And there may be a more consequential difference between roots and tubers, and grains. Many root crops don’t keep well once they’re harvested. Better to leave them in the ground and harvest small amounts as needed. But grains have to be harvested all at once, and then stored. There may be a further socio-political implication to this: in the case of grains, concentrated stores make it easier for tax collectors to step in and appropriate a part of the product. Around the world, grain agriculture eventually ends up associated with complex stratified societies, with elites supported by rents and taxes extracted from a dependent peasantry. Places where root and tree crops were the basis of subsistence were less likely to develop political organization beyond the local level. Highland New Guinea winds up illustrating this, with productive agriculture and dense populations, but tribal-scale politics.

roots_vs_grains

The Andes, where the potato was first cultivated, and a succession of empires eventually flourished, may be the exception that proves the rule. At high altitudes, potatoes could be preserved by freeze drying.

The political scientist James Scott has a book just out, Against the Grain: Deep History of the Earliest States, about the relationship between grains and the state formation. It looks interesting, but I haven’t read it yet.

Globalization and its discontents

According to some paleontologists, evolution proceeds by fits and starts. Long periods of stasis, without much change, are punctuated by pulses of rapid evolution accompanying speciation. Human history too often proceeds by fits and starts. In the year 2016 (which we cover this December 31 on Logarithmic History) several electoral upsets occurred – the British vote to leave the European Union, the U.S election of Donald Trump to the Presidency – that suggest that a long period of consensus about politics is due to be punctuated.

From Old Deal to New Deal

It’s interesting to compare-and-contrast the current situation in the United States with an earlier episode of stasis and punctuation in American history. Between the 1870s and the 1920s, there was an effective détente between Republicans and Democrats, with each party getting their way on the issues that mattered most to them. The Republicans were the party of Big Business, and Big Business for most of this time was a supporter of protectionism and high tariffs, meant to insulate domestic industry from foreign, especially European, competition. In the industrializing Northeast, much of the middle and working class was on board with this program, welcoming protection from low-wage labor in other countries (although in big cities, Democrats and even Socialists had a base of support from recent immigrants). The Democrats, meanwhile, were above all the party of Race, specifically in the white South, which was effectively under single-party rule, dedicated to keeping African Americans (and low class whites) disenfranchised. The agricultural South and West would have preferred more a more open trade policy, and the industrial Northeast had some misgivings about segregationist excesses, but the two sides managed to keep the peace with one another.

1896

With the onset of the Great Depression, being the party of Big Business stopped working for the Republicans. A very different political alignment came into being with the New Deal. Intellectually too there were major shifts, especially in thinking about race, so that the cultural world of, say, 1950, seems miles away from the world of 1900.

1932

From “The World is Flat” to a Fractured World

From the 1970s until just this year, a different bargain held between Republicans and Democrats. Curiously, this bargain was a kind of inverted version of the earlier détente between the parties. The Republicans were still the party of Big Business, but with the United States having matured into an industrial superpower, this translated into support for reducing barriers to international trade. And the Democrats were again the party of Race, but now non-whites were a crucial part of the Democratic coalition, making up for the party’s weak showing among whites. In particular, Democrats dominated the African American vote as effectively as they had once dominated the white Southern vote. Intellectually, this bargain translated into an ideological fusion of economic internationalism (what left wing critics would call neo-liberalism) and multiculturalism. Geographically, the pattern of support for the two parties was almost exactly the opposite of what it had been a century earlier.

2000

Under the surface, there were signs that the Republican embrace of Big Business and free trade and the Democratic embrace of multiculturalism left a lot of voters dissatisfied. But it took a very unusual political campaign to bring this discontent to the surface. Like Roosevelt, Trump won with the support of Northeastern voters who would previously have supported the other party’s candidate (or stayed home). But analogies with the past go only so far. Trump’s margin of victory was far narrower than Roosevelt’s. The next few years seem more likely to witness an Age of Discord than a stable new political alignment.

2016-election

Half the sky

April 1946-February 1951

Chinese state patriarchy – the alliance of the Emperor and his bureaucrats with patrilineal extended families and clans and patriarchal authority, under the sign of Confucius – was extraordinarily resilient. Over the course of several thousand years, it bounced back again and again in the face of foreign invasions, and neutered potentially disturbing influences like Buddhism and Christianity. It was finally severely weakened, if not quite eliminated, in the twentieth century. Chinese intellectuals, including the student reformers of the May 4th movement, regarded the traditional Chinese family system as a source of backwardness, which would have to be overthrown for China to take its rightful place among the world’s powers. After the Chinese Communists took over in 1949, they promulgated a revolutionary new marriage law (1950), which stated, in part

The feudal marriage system, which is based on arbitrary and compulsory arrangements and the superiority of man over women and ignores the children’s interests, shall be abolished.

The New Democratic marriage system, which is based on the free choice of partners, on monogamy, on equal rights for both sexes, and on protection of the lawful interests of women and children shall be put into effect.

Bigamy, concubinage, child betrothal, interference with the re-marriages of widows, and the exaction of money or gifts in connection with marriages, shall be prohibited.

Marriage shall be based on the complete willingness of the two parties. Neither party shall use compulsion, and no third party shall be allowed to interfere.

(The law, however, allowed traditional rules of exogamy to stand. These required people to marry outside their clan.) A campaign began, launched in 1953, to enforce the new law. The Communist Party in China would prove willing to use extraordinary violence to attack old ways, including a kinship system that stood in the way of new forms of state power.

Uneven development

1930-1934

If much of the history of Eurasia between 1000 BCE and 1600 CE was shaped by the clash between farmers and city folk, and pastoral nomads from the steppes and deserts, then much of the history of the twentieth century was defined by the collision between Western and non-Western societies. This is one way to see the rise of communism. Traditional Russia and China had developed autocratic institutions that allowed them to cope, more or less, with military threats from the steppe. But these institutions proved desperately unequal to coping with a new set of military challenges from the West and Japan.

Steven Pinker’s book The Better Angels of Our Natures portrays the march of history as a process of diffusion of enlightenment ideals. On a long enough time scale he may be right. But on a medium time scale we see something different – the formation of powerful states on either side of the meta-ethnic frontier dividing industrialized societies from independent but militarily vulnerable peasant societies. Chance and individual personalities played a role in the bloodshed of the twentieth century, but there were also larger forces at work in The World Revolution of Westernization.

Here is a short piece of mine (not from the blog) on History and Group Consciousness relating this topic to arguments about group selection. I argue that taking group selection seriously as an engine of historical dynamics may give us a better understanding of recent history.

Marxism is not very successful as a scientific theory, but in its heyday it was enormously successful as an ideology involved in subordinating masses of individuals in larger collective projects. Here’s a famous speech by Stalin to industrial managers in 1931, in the midst of the first Five Year Plan and the collectivization of agriculture, and on the eve of mass starvation in the Ukraine

It is sometimes asked whether it is not possible to slow down the tempo somewhat, to put a check on the movement. No, comrades, it is not possible! The tempo must not be reduced! On the contrary, we must increase it as much as is within our powers and possibilities. This is dictated to us by our obligations to the workers and peasants of the USSR. This is dictated to us by our obligations to the working class of the whole world.

To slacken the tempo would mean falling behind. And those who fall behind get beaten. But we do not want to be beaten. No, we refuse to be beaten! One feature of the history of old Russia was the continual defeats she suffered because of her backwardness. She was beaten by the Mongol khans. She was beaten by the Turkish beys. She was beaten by the Swedish feudal lords. She was beaten by Polish and Lithuanian gentry. She was beaten by the British and the French capitalists. She was beaten by the Japanese barons. All beat her – because of her backwardness, because of her military backwardness, cultural backwardness, political backwardness, industrial backwardness, agricultural backwardness. They beat her because to do so was profitable and could be done with impunity. You remember the words of the pre-revolutionary poet : ‘You are poor and abundant, mighty and impotent, Mother Russia.’ Those gentlemen were quite familiar with the verses of the old poet. They beat her, saying : ‘You are abundant’, so one can enrich oneself at your expense. They beat her, saying : ‘ You are poor and impotent,’ so you can be beaten and plundered with impunity. Such is the law of the exploiters – to beat the backward and the weak. It is the jungle law of capitalism. You are backward, you are weak – therefore you are wrong; hence you can be beaten and enslaved. You are mighty – therefore you are right; hence we must be wary of you.

That is why we must no longer lag behind.

In the past we had no fatherland, nor could we have had one. But now that we have overthrown capitalism and power is in our hands, in the hands of the people, we have a fatherland, and we will uphold its independence. Do you want our socialist fatherland to be beaten and to lose its independence ? If you do not want this, you must put an end to its backwardness in the shortest possible time and develop a genuine Bolshevik temperament in building up its socialist economy. There is no other way…

We are fifty or a hundred years behind the advanced countries. We must make good this distance in ten years. Either we do it, or they crush us.

Big in Japan

Japan with its purely feudal organization of landed property and its developed petite culture gives a much purer picture of the European Middle Ages than all our history books.

Karl Marx. Capital

A subject peasantry; widespread use of the service tenement … instead of a salary …; the supremacy of a class of specialized warriors; ties of obedience and protection which bind man to man and … assume the distinctive form called vassalage; fragmentation of authority; and in the midst of all this, the survival of other forms of association, family and State … seem to be the fundamental features of European feudalism … [But] feudalism was not an event which happened once in the world. Like Europe – though with inevitable and deep-seated differences – Japan went through this phase.

Marc Bloch. Feudal Society

After centuries of relative isolation, Japan was forcibly opened to the modern world with Commodore Perry’s visits in 1853 and 1854.

perry.jpg

Japan is an interesting case for those who think there are laws of human history – that history is more than just a collection of narratives – because of the similarities between European and Japanese social structure, in spite of wildly divergent high culture. Here are some theories (not necessarily incompatible) about the convergent social evolution of Europe and Japan.

Marxism. According to Marx, there is a limited number of “modes of production” – slavery, feudalism, capitalism, and so on – defined by how the ruling class squeezes a surplus out of the exploited. There are quasi-scholastic arguments among Marxists about how many modes there are, and what society belongs to what mode. Some Marxists define feudalism so broadly that it covers most complex societies before capitalism. Others however (and probably Marx himself) would apply a more limited definition that confines feudalism to Europe (maybe just Western Europe) and Japan. On this view, all feudal societies, even if they are not historically related, will show some generic similarities. Thus (so the story goes) it is no accident that Japan is the one non-Western society to make a relatively rapid and easy transition to capitalism. Even if you don’t buy the whole Marxist package, Perry Anderson’s two volumes, Passages from Antiquity to Feudalism and Lineages of the Absolutist State (from which I got the Marx quote above) are well worth reading.

Cliodynamics. According to some theories, state formation takes place along “meta-ethnic frontiers,” where very different cultures and ways of life abut. In Eastern Europe and most of Asia, the mother of all meta-ethnic frontiers is the one dividing settled farmers from pastoral nomads. The vast majority of really huge empires in history have formed on one side or other of this frontier, or straddling it. In Western Europe and Japan, however, history played out differently. There was less pressure to corral everyone into one monster state, or to overcome the fragmentation of authority by consolidating Church and State, or Emperor and Shogun. (Although consultation and consent between king and vassal didn’t develop in Japan as it did in Medieval Europe.)

Anthropology of kinship. Across a band of territories running from the Middle East through India to China, states developed in conjunction with patrilineal descent groups. In northern Eurasia, and its western and eastern periphery, such groups were not as strongly developed. I wrote a paper once tracing the “deep history” of this and other macro-geographic contrasts in kinship systems. (I should caution that parts of the prehistory need updating.) Feudal society in Western Europe and Japan depended on non-kin-based personal ties. This may have facilitated the later development of non-kin-based institutions like the public corporation and the nation-state. Certainly many Chinese were aware of the difference in social cohesion between their country and Japan. As Sun Yat Sen would remark, “The Chinese people have only family and clan solidarity; they do not have national spirit…they are just a heap of loose sand. But the Japanese are sticky rice.”